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The symmetry of the order parameter and the magnitude of the energy gap are two of the most fundamental properties of superconductors. While there is a general agreement about the s-wave nature of superconductivity in the alkali metal fulleride compounds, the magnitude of the energy gap is not known with sufficient accuracy.

Why is the determination of the energy gap so important? Let us consider, for example, the Eliashberg theory of phonon-mediated superconductivity, and represent the phonons by a single Einstein mode.[1, 2] There are two parameters in this theory: The phonon frequency tex2html_wrap_inline410 and the coupling between electrons and phonons tex2html_wrap_inline412 . (The latter one may be viewed as an ``effective" electron - phonon coupling constant, incorporating the ``true" tex2html_wrap_inline412 and the electron - electron repulsion parameter tex2html_wrap_inline416 .[1, 3]) In the weak coupling (BCS) limit the quantity tex2html_wrap_inline418 is the only relevant combination of parameters. In that limit the ratio of the low temperature value of the superconducting energy gap to the critical temperature is always tex2html_wrap_inline420 . If the coupling is strong, however, knowledge of the critical temperature and the low temperature gap provides us with tex2html_wrap_inline412 and tex2html_wrap_inline410 . Once the magnitudes of these parameters are known, theoretical models for the microscopic mechanism of superconductivity [4] can be placed in the proper context.

A review of the literature reveals a great disparity between the various measurements of the superconducting energy gap in Rb tex2html_wrap_inline400 C tex2html_wrap_inline398 . Direct spectroscopic methods to determine the gap include optical spectroscopy, tunneling and photoemission. The first optical study by Rotter et al. [5] resulted in values of tex2html_wrap_inline430 . Fitzgerald et al. [6] obtained tex2html_wrap_inline432 from transmission measurements on thin film samples. In more recent reflectance measurements on polycrystalline[7] and single crystal[8] samples, Degiorgi et al. obtained tex2html_wrap_inline434 and tex2html_wrap_inline436 , respectively. Zhang et al. [9] reported tunneling measurements yielding a value greater than 5, whereas Jess and co-workers measured values between 2 and 4 in an STM study [10]. Photoemission experiments by the Argonne-University of Illinois collaboration [11] led to tex2html_wrap_inline438 . Nuclear magnetic resonance [12, 13] and muon spin relaxation [14] yielded values compatible with the BCS weak coupling limit. (All numerical values summarized here apply to Rb tex2html_wrap_inline400 C tex2html_wrap_inline398 .)

An accurate determination of tex2html_wrap_inline444 , and the detailed fit of the theoretical curves to the experimental results answers a fundamental question: Is the coupling between the electrons weak enough for the BCS theory to describe superconductivity? In this Letter we report optical transmission and tunneling measurements unambiguously demonstrating that the ratio tex2html_wrap_inline446 is tex2html_wrap_inline448 , significantly larger than the BCS value. Since the weak coupling conditions are not satisfied, we are able to deduce the phonon coupling constant and the characteristic phonon frequency, obtaining tex2html_wrap_inline450 and tex2html_wrap_inline452 cm tex2html_wrap_inline454 ( tex2html_wrap_inline456 meV). The electron - phonon coupling is consistent with the value determined from DC resistivity measurements [15]; the phonon frequency is close to the lowest lying Raman frequency of the C tex2html_wrap_inline398 molecule [16].

   figure42
Figure 1: Resistivity and resistance of the thin film and pressed pellet samples used in the optical and tunneling measurements, respectively.

The pressed pellet samples for the tunneling measurements were made by heating and mixing stoichiometric amounts of Rb and C tex2html_wrap_inline398 in a quartz tube for several weeks. According to powder X-ray diffraction, the sample contained no secondary phases. The material was pressed into a pellet, with four gold wires embedded for electrical contacts. The resistivity as a function of the temperature is shown in Figure 1. The resistivity of the pressed pellet sample was as low as the resistivity of single crystals[15]. The superconducting transition temperature was 30K.

The optical measurements were performed on samples prepared by deposition of a thin C tex2html_wrap_inline398 film on a Si substrate and subsequent exposure to Rb vapor in a sample cell mounted in a Bomem MB-155 spectrometer.[17] The composition of the sample was monitored by observing the tex2html_wrap_inline464 vibrational mode of the C tex2html_wrap_inline398 molecule [18]. The thickness of the film was tex2html_wrap_inline468 m. Scanning force microscope images of the sample surface showed an irregular surface with poorly matching crystal faces. From room temperature to 30K there was a factor of two increase of resistance, typical of thin film samples [19] and indicative of granular morphology (Figure 1). The superconducting transition occurred at 30K; a smearing of the transition suggested a distribution of critical temperatures, also consistent with granular morphology.

   figure57
Figure 2: (top) Far infrared transmission of the sample at temperatures below the superconducting transition. The curves are normalized to the transmission at T = 35K in order to eliminate the features due to the silicon substrate. (bottom) Calculated transmission curves, based on dirty limit BCS results.

The far-IR transmission spectra were measured as a function of temperature at the U4IR beamline of the National Synchrotron Light Source, at Brookhaven National Laboratory. The sample cell was mounted on a Helitran He flow refrigerator and the spectra were taken in a Nicolet 20F Rapid Scan FTIR spectrometer. Due to the capacitive inter-grain coupling, AC measurements (including the optical transmission) are expected to be less sensitive to the grain boundaries then the DC transport. In accordance with this expectation, the optical transmission of the film decreased upon cooling, corresponding to the increasing intrinsic conductivity of the crystallites.

The upper panel in Figure 2 shows the low temperature transmission results, normalized to the spectrum taken in the normal state at 35K. The pronounced peak in the optical transmission is a direct evidence for the sharp energy gap in the real part of the optical conductivity at tex2html_wrap_inline472 . This feature was first observed for superconductors, and discussed in detail, by Glover and Tinkham [20].

   figure64
Figure 3: Temperature dependence of the energy gap evaluated from the optical transmission data. The dashed line represents the BCS temperature dependence, scaled to satisfy tex2html_wrap_inline396 .

Calculated transmission curves are shown in the lower panel of Figure 2. In the absence of readily available Eliashberg results for the density of states and optical conductivity, we modified the BCS result[21] to include the effects of inelastic pair breaking[25] in a phenomenological way. The total optical transmission t was represented in a two component model, in the form of tex2html_wrap_inline478 , where tex2html_wrap_inline480 is the transmissions of a Drude metal, and tex2html_wrap_inline482 , was calculated from the Mattis-Bardeen[21] conductivity of a superconductor. This approach also accounts for the inevitable imperfections in the sample. In the best fits the weight factor was about w=30% at the lowest temperature, and it decreased as the temperature approached tex2html_wrap_inline404 . The energy gap as a function of the temperature, evaluated from these fits, is shown in Figure 3. Notice that the energy gap at zero temperature corresponds to tex2html_wrap_inline488 . For comparison, the temperature dependence of the weak coupling (BCS) gap, scaled to tex2html_wrap_inline396 , is also shown in the Figure.

For the tunneling measurements the pressed pellets were first cooled to low temperature. A break junction was made and controlled by mechanical means. The device was similar to the one used in the tunneling studies of high tex2html_wrap_inline404 superconductors [22]. The sample was in He atmosphere to prevent the degradation of the material due to the chemical reaction with oxygen. The differential conductance of a typical junction at T = 4.2K is shown in Figure 4. The poor thermal stability of the junction prevented us from measuring the temperature dependence of the tunneling.

   figure83
Figure 4: Differential conductance of the break junction made of a polycrystalline RbC tex2html_wrap_inline398 pellet (open circles). The continuous line is a three parameter fit using a modified BCS formula for the density of states (see text). The dashed line was obtained by including an additional leakage conductance at zero bias, and the voltage dependence of the transmission function of the junction.

Ideal break junctions are superconductor - insulator - superconductor (SIS) junctions. The tunneling current is described by tex2html_wrap_inline498 where g=g(E) and g'=g(E-eV) are the densities of states and f=f(E) and f'=f(E-eV) are Fermi functions [23]. The simple BCS density of states is often modified to

  equation90

where the phenomenological parameter tex2html_wrap_inline508 accounts for the pair breaking effects[25, 26]. The continuous line in Figure 4 was obtained by adjusting tex2html_wrap_inline510 , tex2html_wrap_inline508 and the vertical scale factor of the differential conductance. Apart from the elevated zero bias conductance and the upturn of conductivity at larger bias voltages, the agreement is satisfactory. (The parameters are tex2html_wrap_inline514 meV and tex2html_wrap_inline516 meV). A more complete calculation, including an additional leakage conductance at zero bias, and a voltage dependent tunneling rate [27], results in an even better fit (dashed line). Most importantly, the Figure demonstrates that the value of the energy gap is not sensitive to the processing of the data: the peak position of the raw data, and the two fitting procedures yield tex2html_wrap_inline514 meV, corresponding to tex2html_wrap_inline520

The accuracy of the results and the agreement between the two principal spectroscopic methods (optics and tunneling) leave little doubt about the magnitude of the low temperate energy gap in Rb tex2html_wrap_inline400 C tex2html_wrap_inline398 . The ratio tex2html_wrap_inline526 is obtained, which is clearly beyond the weak coupling value. This result is compatible with, although more accurate than, most of the earlier spectroscopic studies[24], and it agrees particularly well with the photoemission study[11]. Thus all three direct methods (tunneling, optics and photoemission) yield very similar values.

In early NMR measurements the absence of the Hebel-Slichter (H-S) peak in the relaxation rate was interpreted as an evidence for strong coupling.[12, 28] More recently, Stenger et al. [13] observed the H-S peak, and argued that Rb tex2html_wrap_inline400 C tex2html_wrap_inline398 is in the weak coupling regime. In particular, tex2html_wrap_inline532 was excluded as too high. However, due to the many factors influencing the magnitude of the H-S peak, smaller values of tex2html_wrap_inline444 could not be excluded. Interestingly, Stenger et al. puts a lower bound of 200cm tex2html_wrap_inline454 on the phonon frequency, and our result is entirely compatible with that constraint.

Kiefl et al. determined tex2html_wrap_inline538 from muon spin rotation experiments. The interpretation of the results is similar to the NMR relaxation rate, except the low temperature limiting behavior is more accessible with muons. The spin relaxation rate depends on the number of electrons in the conduction band. For BCS superconductors these electrons are thermally activated, thus the relaxation rates should exhibit Arrhenius temperature dependence at low T. This straightforward interpretation becomes rather complicated for intermediate and strong coupling. At finite temperatures, the density of states is non-zero at the Fermi level (unlike the BCS limit).[25] Indeed, Kiefl et al. used a broadened density of states, such as described in Eq. 1. The value of the gap depends on the assumptions made for the temperature dependence of tex2html_wrap_inline508 . We believe that in this case it is crucial to use the full Eliashberg calculation to obtain a more reliable value for tex2html_wrap_inline510 . Notice the contrast to the direct spectroscopic studies, where the phenomenological parameter tex2html_wrap_inline508 does not influence the numerical magnitude of the gap in any significant way.

The dimensionless electron - phonon coupling constant and the characteristic phonon frequency can be determined as follows. According to Carbotte [2], for various superconductors tex2html_wrap_inline444 can be well approximated by

equation116

The tex2html_wrap_inline444 value determined here corresponds to tex2html_wrap_inline552 . This, in turn, leads to the dimensionless coupling constant of tex2html_wrap_inline554 (from Eq. 2 of Allen and Dynes[1]) or a slightly larger value if the repulsive electron electron interaction is also considered (one obtains, for example, tex2html_wrap_inline556 for tex2html_wrap_inline558 ).

Two important conclusions can be drawn from our results. First, the coupling constant is reasonably close to the tex2html_wrap_inline560 , obtained from the DC electrical transport measurements by Vareka and Zettl[15]. Notice that for most BCS superconductors tex2html_wrap_inline412 and tex2html_wrap_inline564 are close, but the two quantities do not have to be equal [29]. This agreement makes Rb tex2html_wrap_inline400 C tex2html_wrap_inline398 look like one of the most simplistic materials. We have to keep in mind, however, that with tex2html_wrap_inline570 the mean free path of the electrons is actually shorter than the lattice spacing. The existence of metallic conduction with such a short mean free path remains one of the mysteries of the transport in alkali fullerides.

The second conclusion concerns the characteristic phonon frequency. It turns out to be tex2html_wrap_inline572 cm tex2html_wrap_inline454 , which is larger than the typical frequency of the acoustic phonons. This result is in agreement with the photoemission studies and calculations of Gunnarson et al.[4], where the low lying Raman modes of the C tex2html_wrap_inline398 molecule proved to contribute significantly to the electron - phonon coupling.

In summary, we investigated the energy gap of the superconducting state of Rb tex2html_wrap_inline400 C tex2html_wrap_inline398 and we demonstrated that this material cannot be described by the (weak coupling) BCS theory. The dimensionless electron - phonon coupling constant and the typical phonon frequency were determined. It is expected that the Eliashberg theory, with a coupling constant in the order of 1, fully describes the superconductivity this material.

Acknowledgments. We are indebted to P.B. Allen for enlightening discussions, to G.P. Williams and G.L. Carr for valuable advice during the measurements at the NSLS, and to S. Lindaas and C. Jacobsen for the use of the scanning atomic force microscope. This research has been supported by the Swiss National Science Foundation, by the NSF grants DMR-9501325 and INT-9414840, and by the Hungarian National Science Foundation grant OTKA-T015552. The NSLS and the U4IR beamline is supported by the US Department of energy, under the grant DEFG-0291-ER4531.


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Laszlo Mihaly
Mon Nov 11 12:38:44 EST 1996